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Integrated Systems for Transaction Monitoring and Client Lifecycle Management

How One of Europe’s Largest Asset Managers Unified Compliance and Operational Efficiency with a Single Platform

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In today’s fast-evolving regulatory landscape, asset management firms face mounting pressure to modernize their compliance infrastructure while maintaining operational agility. For one leading global financial institution with over €600 billion in assets under management, these challenges came to a head.

With operations across 15 countries and a growing client base of retail and institutional investors, the firm’s outdated, manual compliance processes were no longer fit for purpose. A fragmented AML ecosystem and legacy transaction monitoring platform were creating data silos, inefficiencies, and heightened regulatory exposure. The firm needed more than an upgrade: it needed a unified, future-ready approach.

In this case study, discover how the client embarked on a strategic transformation that would redefine its approach to compliance, risk, and client lifecycle management (CLM). With investor data scattered across multiple platforms and workflows varying by jurisdiction, the stakes were high. The firm required an integrated solution capable of adapting to its scale, complexity, and regulatory demands without compromising agility or performance.

Through Fenergo’s purpose-built platform, the organization began addressing key operational bottlenecks, improving visibility into investor risk, and enhancing due diligence processes. The solution combines CLM and real-time Transaction Monitoring into a centralized environment, unlocking significant efficiency gains and laying the foundation for scalable compliance across global business units.

The case study explores:

  • The critical issues that led to the transformation initiative
  • How integration and automation replaced seven disjointed systems
  • Early results from go-live, and what’s next on the horizon

By bridging the gap between siloed systems and compliance demands, the firm has created a scalable model for future acquisitions and business expansion.

Want to see how they did it?

Download the full case study to explore how this major asset manager took a bold step toward unified compliance, and what your organization can learn from their journey.