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Regulatory Realities: The Intensifying Scrutiny of Asset Management Firms
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For the past few years, the investment and wealth management industries have continued to face intense regulatory and operational change. How are asset management firms adapting and solving for increased regulatory scrutiny?
In this half-hour conversation between Bridget Sudall, SEI's Global Chief Compliance Officer and Global AML Officer, Samrat Jain, PwC's partner, Financial Crime Unit, and Terry Flynn, Fenergo's Managing Director, on:
- The regulation shift in the market and how to anticipate and prepare for these changes
- Rethinking your operational model
- Strategies for anticipating and preparing for these changes
Whether you're a seasoned investment manager or new to the industry, this webinar will provide valuable insights into how to turn regulatory challenges into strategic advantages.
Don’t miss this opportunity to enhance your understanding and prepare your firm for the future of investment oversight.